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HIV-1 Gag: a Molecular Machine Driving Viral Particle Assembly and Release

 

Heinrich G. Göttlinger

 

Department of Cancer Immunology and AIDS, Dana-Farber Cancer Institute, and

Department of Pathology, Harvard Medical School, Boston, MA 02115

Tel: (617) 632-3067; Fax: (617)632-3113; E-mail: heinrich_gottlinger@dfci.harvard.edu

 

Introduction

HIV-1 and other primate lentiviruses assemble at the plasma membrane and are released by budding from the cell surface. Apart from offering a nonlytic pathway for virus egress, this mode of assembly leads to the acquisition of a host cell-derived lipid envelope that enwraps the nascent viral capsid and protects it from the environment. HIV-1 assembly is controlled primarily by the Gag protein, one of the three gene products that are encoded by all retroviruses. Gag orchestrates assembly by recruiting all the building blocks required for the formation of a fully infectious virion, which in the case of HIV-1 include both viral and cellular components. Furthermore, Gag provides the principal driving force for virus assembly, as illustrated by the fact that HIV-1 Gag can efficiently form virus-like particles even when expressed in the absence of other viral proteins (Gheysen et al., 1989). Gag thus constitutes an autonomous molecular machine for particle assembly.

 

General features of Gag and its role in virus morphogenesis

Gag is often referred to as a precursor, because it is subject to cleavage by the viral protease (PR), which yields the internal structural proteins of the mature virion (Freed, 1998; Hunter, 1994; Swanstrom and Wills, 1997; Vogt, 1997; Wills and Craven, 1991). PR and other essential viral enzymes are brought into the virion as components of the Gag-pol polyprotein, which is produced by ribosomal frameshifting between the overlapping gag and pol genes. Three of the Gag cleavage products, matrix (MA), capsid (CA), and nucleocapsid (NC), are common to all retroviruses and are always arranged in this order within the Gag precursor, with MA being at the N-terminus. Additionally, the Gag precursor of HIV-1 possesses a C-terminal domain called p6 that is unique to primate lentiviruses, as well as two "spacer" regions which separate CA from NC and NC from p6 (Henderson et al., 1992; Mervis et al., 1988) (see Figure 1).

The HIV-1 Gag precursor is synthesized on cytosolic ribosomes (Tritel and Resh, 2000) and becomes cotranslationally modified by the N-terminal attachment of a myristoyl group, which increases its affinity for membranes (Bryant and Ratner, 1990; Gottlinger et al., 1989). Myristoylated Gag precursor molecules associate with the inner leaflet of the plasma membrane, where they coalesce into a patch, the first stage in the assembly process that can be visualized by electron microscopy (Swanstrom and Wills, 1997). Through the continuous lateral addition of extra Gag molecules, the electron-dense patch grows into a spherical structure that increasingly protrudes from the cell surface and eventually pinches off, releasing an immature virus particle into the extracellular environment. How Gag reaches the site of virus assembly is not known. There is evidence that Gag can form oligomeric complexes in the cytoplasm, but whether these represent assembly intermediates or dead-end products remains controversial (Lee et al., 1999; Lee and Yu, 1998; Lingappa et al., 1997; Tritel and Resh, 2000).

Immature HIV-1 particles are non-infectious (Gottlinger et al., 1989; Kohl et al., 1988), and it is thought that this is at least in part because the palisade-like shell of radially arranged, unprocessed Gag precursor molecules which forms the immature capsid is too stable to permit its disassembly.



Figure 1. Schematic illustration of Gag-driven particle production. Gag oligomerizes underneath the plasma membrane through protein-protein and protein-RNA interactions, with the MA domain oriented towards the lipid bilayer. Eventually, a spherical Gag protein shell is formed and a membrane fusion event at the neck of the bud becomes necessary to release the assembled particle. Subsequently, the Gag polyprotein is processed by the viral protease and the cleavage products are rearranged as indicated. The location of p6 in the mature particle remains uncertain.


This prevents uncoating after virus entry into a new target cell, which is essential to release the viral genome in a form that can be imported into the nucleus and integrated into the host genome. The immature capsid thus needs to undergo a maturation step that makes it metastable, and this process is initiated by the activation of PR. This leads to a series of proteolytic processing events at the domain boundaries within the Gag precursor, and is followed by a drastic rearrangement of the liberated Gag domains (Vogt, 1996). Only the MA domain remains associated with the viral lipid envelope, while the CA and NC domains condense around the viral genome, yielding the characteristic conical core of the mature HIV-1 virion. Virus maturation considerably reduces the stability of the viral capsid, as measured by its detergent resistance, presumably to make it sufficiently flexible for uncoating (Wang and Barklis, 1993).

While we do not yet precisely understand how Gag as a whole assembles into a spherical protein shell that is capable of extruding through the cell surface, much has been learned by dissecting the Gag domains which contribute to various stages of this process. Furthermore, structural information about individual domains of the HIV-1 Gag precursor has become available in recent years. This review attempts to integrate biochemical and structural data to convey an overview of our present understanding of the role of each of the HIV-1 Gag domains in virus morphogenesis.

 

Matrix

MA constitutes the N-terminal domain of the Gag precursor and remains intimately associated with the lipid envelope of the mature virion. During assembly, MA has well-established roles in the targeting of Gag to the plasma membrane and in the incorporation of the viral envelope (Env) glycoproteins into nascent particles. Additionally, MA has been implicated in post-assembly steps of the viral replication cycle, particularly in non-dividing cells.

The membrane-targeting function of MA is dependent on the N-terminal attachment of a myristic acid moiety (Bryant and Ratner, 1990; Gottlinger et al., 1989; Spearman et al., 1994). This hydrophobic modification is crucial for the stable membrane association of the Gag precursor, and is essential for extracellular particle formation and virus replication. Although the signal which directs the myristoylation of Gag remains poorly understood, it is clear that the N-terminal six residues of the MA domain are sufficient (Lee and Linial, 1994). Remarkably, at least in certain cell lines, this N-terminal myristoyl anchor is sufficient for the efficient production of extracellular HIV-1 particles in the absence of all other MA sequences (Lee and Linial, 1994; Reil et al., 1998; Wang et al., 1993). On the other hand, the binding energy contributed by a single myristoyl moiety appears insufficient for the stable attachment of a protein to a cellular membrane (Blenis and Resh, 1993). Thus, the ability of the myristoylation signal to fully substitute for the assembly function of MA suggests that Gag binds to membranes in a cooperative manner that relies on Gag oligomerization.

In addition to the hydrophobic myristoyl anchor, a charged N-proximal region contributes to the membrane-targeting ability of MA (Yuan et al., 1993; Zhou et al., 1994). This region harbors a cluster of conserved basic residues that can bind to acidic phospholipids in vitro (Zhou et al., 1994). In eukaryotic cells, anionic phospholipids are highly enriched on the cytoplasmic face the plasma membrane, which exhibits a considerable asymmetry in the distribution of phospholipids across the bilayer (Buckland and Wilton, 2000). Interactions between MA and the head groups of acidic phospholipids may thus enhance Gag membrane binding, and may also contribute to the selective targeting of Gag to the plasma membrane. This model is supported by the three-dimensional structure of HIV-1 MA, which shows a trimer that forms a large composite surface on which the conserved basic residues cluster (Hill et al., 1996; Matthews et al., 1995) (see Figure 2). The exposure of those cationic residues on the putative membrane-binding surface of MA is compatible with their proposed role in the targeting of Gag to the anionic cytoplasmic leaflet of the plasma membrane. Furthermore, a tendency to assemble into trimers with a positively charged face appears to be a conserved property of otherwise highly divergent retroviral MA proteins (Christensen et al., 1996; Conte et al., 1997; Matthews et al., 1996; McDonnell et al., 1998; Rao et al., 1995). Interestingly, in the case of Rous sarcoma virus (RSV), the presence of a certain number of basic residues in MA is crucial for budding, but at least some of these residues can be repositioned without affecting particle release (Callahan and Wills, 2000). Thus, there appears to be a considerable degree of freedom in the way MA can interact with acidic phospholipids.

There are several examples which illustrate that the subcellular localization of a myristoylated protein can be regulated through the exposure of the myristoyl group. For instance, the membrane association of the small GTPase ARF1 is mediated by GTP binding, which induces a conformational change that makes its N-terminal myristoyl group available for membrane insertion (Goldberg, 1998). Recoverin, another myristoyl switch protein, sequesters the myristoyl group in a deep pocket formed by five a-helices (Tanaka et al., 1995), and calcium binding causes a dramatic rearrangement of the helices and allows the myristoyl group to move out of the pocket (Ames et al., 1997; Ames et al., 1996). Although the three-dimensional structure of myristoylated HIV-1 MA is not known, there is considerable genetic and biochemical evidence that the membrane association of MA is also regulated by a myristoyl switch mechanism. The crystal structure of non-myristoylated HIV-1 MA reveals a single globular domain that is composed of five a-helices (Hill et al., 1996), and mutations within the helical regions often dramatically increase the membrane affinity of MA, as one would expect if the globular core is required to sequester the myristoyl group (Ono and Freed, 1999; Paillart and Gottlinger, 1999; Spearman et al., 1997; Zhou and Resh, 1996). Also, mutations near the N-terminus of MA can cause severe defects in membrane binding without affecting myristoylation, and these defects are completely reversed by second-site mutations in the a-helical core of MA (Ono and Freed, 1999; Paillart and Gottlinger, 1999). These phenotypes are dependent on the presence of a myristoyl group (Ono and Freed, 1999), which suggests that the mutations have opposing effects on its exposure, and that mutations in the globular core are dominant because they prevent the sequestration of the myristoyl group. Interestingly, the compensatory mutations in the globular core of MA by themselves also significantly increase viral particle production (Paillart and Gottlinger, 1999). Furthermore, a similar increase in particle production is seen if MA is deleted and only the myristoyl anchor is retained, consistent with the interpretation that particle production is increased because the myristoyl moiety can no longer be sequestered and is therefore constitutively exposed (Reil et al., 1998).




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Figure 2. (A) Three-dimensional structure of HIV-1 MA monomer and trimer as determined by X-ray crystallography. The putative membrane binding surface of the trimer is shown. (B) Model of membrane binding by MA. The MA myristoyl groups are in red, basic MA residues critical for HIV-1 replication are in magenta, nonessential basic residues are in green, and other MA residues implicated in the membrane association of Gag (Cannon et al., 1997) are in blue. (Courtesy of Wesley Sundquist and reprinted with permission from Hill et al., 1996.)


It is also conceivable that the intact MA domain interferes with assembly unless a cellular cofactor is bound that triggers a conformational switch needed for efficient Gag polymerization. In this model, deleting the globular core of MA would increase extracellular particle production, at least in part, because the cellular cofactor is no longer required. It is noteworthy in this respect that HIV-1 assembly is blocked in murine cells (Bieniasz and Cullen, 2000; Mariani et al., 2000), and recent work demonstrates that the MA domain is responsible for this defect (Chen et al., 2001; Reed et al., 2002), providing strong evidence for the existence of a specific host cofactor required for HIV-1 MA function. Also, MA appears to interfere with HIV-1 assembly in vitro, because a Gag protein lacking the globular core of MA formed spherical particles of the correct size, whereas particles produced in the presence of the intact MA domain were much smaller (Campbell and Rein, 1999; Gross et al., 2000). Intriguingly, a recent study shows that particles of normal size are obtained in the presence of MA if inositol phosphates or phosphatidylinositol phosphates are added to the in vitro assembly reaction (Campbell et al., 2001). These observations raise the possibility that a phosphorylated inositol lipid at the inner leaflet of the plasma membrane serves as a cofactor for HIV-1 assembly in vivo.

In principle, a conformational transition that is triggered by a plasma membrane-associated cofactor and results in the exposure of the myristoylated N-terminus of MA could form the basis for the selective membrane targeting of Gag. One would then expect that mutations in MA which interfere with its ability to sequester the myristoyl group should lead to non-selective membrane binding. Indeed, as predicted by this model, mutations that disrupt the globular core of MA cause massive budding into intracellular compartments (Facke et al., 1993; Freed et al., 1994). However, recent work reveals that Gag targeting can be altered by mutations in the basic domain of MA even if the overall affinity of Gag for membranes remains unchanged (Ono et al., 2000). While a large deletion in MA caused promiscuous assembly at the most abundant cellular membrane, the endoplasmic reticulum (Facke et al., 1993), certain point mutations in the basic domain directed Gag to a Golgi compartment (Ono et al., 2000), indicating that MA retained some ability to discriminate between cellular membranes. In view of the reported affinity of the basic domain of MA for acidic phospholipids (Zhou et al., 1994), it is conceivable that electrostatic interactions with anionic head groups help to target Gag to a unique phospholipid environment. Recent studies suggest that HIV-1 Gag specifically associates with raft-like microdomains in the plasma membrane (Lindwasser and Resh, 2001; Nguyen and Hildreth, 2000; Ono and Freed, 2001), which are rich in acidic phosphoinositide lipids, in addition to cholesterol and sphingolipids (Brown and London, 1998). However, whether Gag is targeted to preexisting rafts or induces the formation of a raft-like microenvironment following membrane binding remains to be determined.

In addition to its role in Gag membrane targeting, MA is essential for the incorporation of the Env glycoprotein spikes during virus assembly (Dorfman et al., 1994b; Yu et al., 1992b). The Env glycoprotein spikes, which mediate virus entry, are trimeric complexes of a heterodimer that consists of the surface glycoprotein (SU) and the transmembrane glycoprotein (TM). The TM of HIV-1 has a very long cytoplasmic domain, which contains endocytic signals that minimize the amount of free Env on the cell surface (Egan et al., 1996; Rowell et al., 1995), probably to limit the cytopathic effects of Env and to avoid targeting of infected cells by the immune system. Although the levels of HIV-1 Env on the cell surface are very low unless the cytoplasmic domain of TM is removed, intact Env is nevertheless efficiently incorporated into assembling particles. This suggests that Gag and Env may interact prior to their transport to the cell surface, and this notion is strongly supported by the observation that the localization of Env determines the site of HIV-1 budding in polarized cells (Owens et al., 1991). In addition to a specific sorting signal in the cytoplasmic domain of TM, an intact MA domain is needed for polarized budding (Lodge et al., 1994; Lodge et al., 1997), which indicates that an intracellular interaction between MA and TM is required. This conjecture is supported by direct biochemical evidence for a stable interaction between the MA domain of HIV-1 Gag and the cytoplasmic domain of Env (Cosson, 1996; Wyma et al., 2000).

Surprisingly, the cytoplasmic domain of TM is dispensable for Env incorporation if HIV-1 is expressed from transiently transfected proviral DNA (Wilk et al., 1992). Moreover, whereas the incorporation of full-length HIV-1 Env is highly dependent on the integrity of the globular domain of MA (Dorfman et al., 1994b), HIV-1 Env that lacks the cytoplasmic domain can be efficiently incorporated even in the complete absence of MA (Reil et al., 1998). Truncating the cytoplasmic domain of TM also allows the functional incorporation of HIV-1 Env into unrelated retroviruses that are unable to incorporate full-length HIV-1 Env (Mammano et al., 1997; Schnierle et al., 1997). Conversely, HIV-1 MA mutants that exhibit an absolute block in the incorporation of the full-length HIV-1 Env complex readily accept heterologous viral Env proteins that naturally have a short cytoplasmic domain (Freed and Martin, 1995; Mammano et al., 1995). Taken together, these observations are most compatible with a model in which the role of HIV-1 MA in Env incorporation is primarily the accommodation of the long cytoplasmic tail of TM. However, a caveat is that these results were obtained with transfected viral DNA, of which multiple copies are usually taken up by individual cells. The requirements for Env incorporation may be more stringent in infected cells, which generally harbor only a single integrated provirus. Furthermore, the requirements may be cell-type dependent, as indicated by a recent study in which the removal of the cytoplasmic domain of TM reduced HIV-1 Env incorporation more than 10-fold in the majority of human T cell lines, but to a lesser extent in HeLa cells (Murakami and Freed, 2000).

During the early stages of HIV-1 replication, a fraction of MA is thought to remain associated with the viral preintegration complex (Bukrinsky et al., 1993b; Miller et al., 1997). In contrast to oncoretroviruses, HIV-1 can productively infect non-dividing cells because the preintegration complex is actively transported through the nucleopore (Bukrinsky et al., 1992; Lewis et al., 1992; Weinberg et al., 1991). One of the viral components which confers nucleophilic properties to the HIV-1 preintegration complex appears to be MA, in which a putative nuclear localization signal (NLS) has been identified (Bukrinsky et al., 1993a; Gallay et al., 1995). Additionally, a nuclear export activity has been described for MA that counteracts the NLS during virus production, thus ensuring that Gag is available for virus assembly (Dupont et al., 1999). The NLS in MA maps to the exposed basic patch on the globular head that has also been implicated in Gag membrane binding (Bukrinsky et al., 1993a; Zhou et al., 1994). It has been reported that HIV-1 mutants that carry substitutions in the MA NLS replicate efficiently in diving but not in growth-arrested cells or in terminally differentiated macrophages, consistent with a role of MA in nuclear import (Bukrinsky et al., 1993a; Heinzinger et al., 1994; von Schwedler et al., 1994). However, this model has been challenged by others, who reported that the putative NLS in MA is not specifically required for the productive infection of terminally differentiated cells (Fouchier et al., 1997; Freed et al., 1995).

While the phenotypes of certain HIV-1 mutants suggest a post-assembly role for MA (Kiernan et al., 1998; Yu et al., 1992a), the analysis of mutants with large deletions has demonstrated that MA is not absolutely required for the early stages of the HIV-1 replication cycle (Reil et al., 1998; Wang et al., 1993). For instance, the globular domain of MA can be deleted with only minor effects on HIV-1 infectivity for a variety of cell types, provided that the Env incorporation defect is corrected by truncating the cytoplasmic domain of TM (Reil et al., 1998). Under these circumstances, HIV-1 retains some infectivity even if the entire MA domain is replaced by a heterologous myristoyl anchor (Reil et al., 1998). Moreover, in cells where the cytoplasmic domain of TM is not required for virus propagation, MA-less HIV-1 could initiate a productive infection that spread rapidly after the acquisition of compensatory changes elsewhere in Gag (Reil et al., 1998). These observations indicate that the mature HIV-1 core by itself is fully capable of initiating the retroviral replication cycle once it gains access into a permissive cell.

 

Capsid

CA, which directly follows upon MA in the context of the Gag precursor, has crucial roles in particle assembly and also following entry into a new target cell. However, the function of CA in the early phase of the replication cycle is not well understood. In the mature virion, CA forms the shell of the core, which is occasionally tubular but most often conical, a feature that distinguishes lentiviruses such as HIV-1 from most other retroviruses (Gelderblom, 1991). CA has two predominantly a-helical domains that are connected through a flexible linker region (Gamble et al., 1997; Gitti et al., 1996; Momany et al., 1996), and these domains appear to correspond to distinct densities in cyroelectron micrographs of immature virus particles (Fuller et al., 1997; Wilk et al., 2001; Yeager et al., 1998). The two CA domains have different roles in virus morphogenesis. The N-terminal domain, which comprises two thirds of HIV-1 CA, is required for the formation of the mature core, but is dispensable for the assembly of immature virus particles (Borsetti et al., 1998; Dorfman et al., 1994a; Reicin et al., 1996; Reicin et al., 1995; Srinivasakumar et al., 1995; Wang and Barklis, 1993). In contrast, the C-terminal CA domain is crucial both for particle assembly and for core formation (Dorfman et al., 1994a; Mammano et al., 1994; McDermott et al., 1996; Reicin et al., 1995). The central role of the C-terminal CA domain in assembly is illustrated by the finding that this region of HIV-1 Gag suffices for the efficient production of virus-like particles when combined with a minimal membrane anchor, a heterologous protein interaction domain, and a short peptide that promotes virus release (Accola et al., 2000b).

The N-terminal domain of HIV-1 CA interacts with the human peptidyl-prolyl cis-trans isomerase cyclophilin A (CyPA), which leads to the specific incorporation of this ubiquitous cytosolic host protein into virions (Franke et al., 1994b; Luban et al., 1993; Thali et al., 1994). CyPA is perhaps best known as the intracellular receptor for the immunosuppressant cyclosporin A (CsA), which binds to the active site of CyPA with high affinity (Handschumacher et al., 1984). CsA and nonimmunosuppressive analogues such as SDZ NIM 811 inhibit the incorporation of CyPA into HIV-1 virions, and lowered levels of virion-associated cyclophilin A result in lowered levels of virion infectivity (Thali et al., 1994). Although virus assembly and maturation are unaffected by cyclosporins, virus replication is defective at an early step (Braaten et al., 1996a; Wiegers et al., 1999). As a consequence, CsA and SDZ NIM 811 potently inhibit the spread of HIV-1 in peripheral blood mononuclear cells (Rosenwirth et al., 1994). Virus replication is also decreased in a T cell line that lacks CyPA, and is not inhibited further by CsA, indicating that no other members of the cyclophilin family are involved in HIV-1 replication (Braaten and Luban, 2001). The primary CyPA-binding site centers around a critical proline residue in a region of CA that shows unusual variability between different lineages of primate lentiviruses (Braaten et al., 1996b; Colgan et al., 1996; Franke et al., 1994b). Indeed, HIV-1 is unique among these viruses in its ability to interact with CyPA, and cyclosporins are inactive against other primate lentiviruses such as HIV-2 or simian immunodeficiency virus SIVmac (Billich et al., 1995; Braaten et al., 1996b; Thali et al., 1994). Interestingly, the transfer of the primary CyPA binding site from HIV-1 to the equivalent position in the CA domain of SIVmac resulted in the efficient incorporation of CyPA into SIVmac virions and also conferred an HIV-1-like sensitivity to cyclosporin (Bukovsky et al., 1997). Thus, CA not only provides a docking site for CyPA but also appears to be its functional target.

A crystal structure of CyPA bound to the N-terminal CA domain shows that a solvent-exposed CA loop which contains the critical proline residue identified by genetic studies binds in the active site of the rotamase (Gamble et al., 1996). This CA loop emanates from the top of a largely a-helical domain that is tapered towards the C-terminal end, which may facilitate the formation of curvature during assembly (Gitti et al., 1996). Within the CA-CyPA cocrystal, the CA molecules associated into planar strips, and this led to the suggestion that the surface of the mature virion core may be formed through the side by side association of such strips (Gamble et al., 1996). Binding of CyPA would then be expected to interfere with the interaction between the strips and thus to lead to occasional defects in the core of the virion, where the CA:CyPA ratio is about 10:1. CyPA would thereby destabilize the virion core and facilitate uncoating (Gamble et al., 1996), consistent with its reported role early in the viral life cycle (Braaten et al., 1996a). While this hypothesis is attractive, other studies argue against the possibility that CyPA serves as an uncoating factor. First, reconstructed images of in vitro assembled CA tubes suggest a different model for the organization of the HIV-1 core in which CyPA can be docked onto the exterior without steric clashes between CA and CyPA residues (Li et al., 2000). Thus, the presence of CyPA during core assembly would not necessarily result in a weakening of CA-CA interactions. Second, detergent stripping of HIV-1 virions with different CyPA contents revealed no difference in core stability (Wiegers et al., 1999). Third, CyPA did not significantly destabilize in vitro assembled CA cylinders (Grattinger et al., 1999). On the contrary, the presence of CyPA at the same molar ratio to CA as in the virion led to the formation of longer CA cylinders (Grattinger et al., 1999), indicating that CyPA may act as chaperone that supports the rearrangement of CA during virus maturation. CA forms dimers in solution, and it is principally the C-terminal domain that mediates dimerization (Gamble et al., 1997). The crystal structure of the C-terminal domain shows a globular domain composed of four a-helices which presents a dimer interface that centers around a-helix 2 (Gamble et al., 1997). A point mutation in a-helix 2 prevented both CA dimerization and HIV-1 replication, indicating that the crystallographically defined interface is essential for the viral life cycle (Gamble et al., 1997). In the context of the Gag precursor, the functional dimerization domain may extend into the adjacent p2 "spacer" peptide, which separates CA from NC. Molecular modeling has led to the proposal that the C-terminus of CA and a conserved N-terminal region of p2 together form a continuous a-helix (Accola et al., 1998). The ability of this region to adopt an a-helical structure appears to be crucial during assembly, because mutations that are predicted to disrupt the a-helical conformation lead to the formation of grossly aberrant budding structures (Accola et al., 1998; Gottlinger et al., 1989; Krausslich et al., 1995; Morikawa et al., 2000). These often consist of flat electron-dense patches at the cell membrane (Accola et al., 1998; Krausslich et al., 1995), or of tubular structures that protrude from the cell surface (Gottlinger et al., 1989; Morikawa et al., 2000). Collectively, these findings indicate that the CA-p2 boundary is primarily required for the induction of curvature rather than for assembly per se. Cleavage at the CA-p2 junction, which occurs late during virus maturation (Pettit et al., 1994; Wiegers et al., 1998), is essential for the formation of a cone-shaped core shell (Accola et al., 1998; Wiegers et al., 1998). If CA-p2 processing is selectively blocked by mutagenesis, CA-p2 becomes separated from MA but remains in a thin, roughly spherical layer near the viral membrane (Accola et al., 1998; Wiegers et al., 1998). These observations are consistent with the idea that the helix at the CA-p2 junction must be destroyed to weaken CA-CA interactions sufficiently to allow the collapse of the spherical CA shell into a cone.

The C-terminal CA domain also includes a stretch of 20 residues that has been called the major homology region (MHR) because of its conservation among unrelated retroviruses, which otherwise show little if any sequence homology in CA (Wills and Craven, 1991). The unique conservation of this region suggests a crucial function in the retroviral life cycle, and genetic analyses have shown that the MHR is essential for virus replication and likely has crucial roles both in assembly and at post-assembly stages (Alin and Goff, 1996; Cairns and Craven, 2001; Craven et al., 1995; Mammano et al., 1994; Strambio-de-Castillia and Hunter, 1992; Willems et al., 1997). The C-terminal half of the MHR has an a-helical conformation, and the entire conserved region forms a compact strand-turn-helix motif that is stabilized by a complex network of hydrogen bonding interactions (Gamble et al., 1997). In the X-ray structure of the C-terminal CA domain, the MHR did not contribute to the dimer interface, suggesting that it may serve as an interaction site for another viral component or for a cellular factor (Gamble et al., 1997).

In vitro, the CA domain alone can assemble into hollow tubes that are reminiscent of the tubular cores seen in a fraction of mature HIV-1 virions (Gross et al., 1997). However, tube formation was prevented by N-terminal extensions that consisted of as few as four MA residues (Gross et al., 1998; von Schwedler et al., 1998). Instead, spherical shells were observed which resembled immature virus particles but were smaller in size. This switch from tube to sphere formation supports the proposal that cleavage at the MA-CA junction leads to the refolding of the N-terminal end of CA, creating a new CA-CA interface in the mature core (Gitti et al., 1996; Gross et al., 1998; von Schwedler et al., 1998). Specifically, the three-dimensional structure of the N-terminal CA domain suggests that the proteolytic liberation of the N-terminal proline of CA allows the formation of a salt bridge with a highly conserved aspartate residue, which stabilizes the refolded conformation (Gitti et al., 1996). Mutagenesis of the conserved aspartate indicates that the postulated salt bridge is crucial for the formation CA tubes in vitro (von Schwedler et al., 1998). However, a recent study shows that N-terminal extensions of CA do not always abolish tube formation, demonstrating that there is no absolute requirement for the salt bridge (Gross et al., 2000). Interestingly, in the latter study, which used a Gag molecule that included NC in addition to N-terminally extended CA, the presence of the p2 spacer peptide between the CA and NC domains was essential for the formation of spheres. These in vitro results support the notion that p2 functions as a molecular switch region that controls the transition from sphere to cone formation.

In addition to tubes (Campbell and Vogt, 1995), purified CA-p2-NC can yield significant amounts of cones that appear strikingly similar to viral cores (Ganser et al., 1999) (See Figure 3).


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Figure 3. (A) Transmission electron micrograph of an authentic HIV-1 virion (left) and of an in vitro assembled cone formed by HIV-1 CA-NC in the presence of RNA (right). (B) Hexagonal lattice model of the HIV-1 core. Structures of the CA hexamers are derived from cryo-EM image reconstructions of CA helices formed in vitro. Pentameric defects are indicated in red. (Courtesy of Wesley Sundquist and reprinted with permission from Ganser et al., 1999.)


While the presence of RNA promoted the in vitro assembly of both types of structures, an RNA template was not absolutely required, demonstrating that the ability to form tubes and cones is an intrinsic property of CA-p2-NC (Ganser et al., 1999). Based on the regular appearance of the synthetic cones, Sundquist and coworkers propose that retroviral cores are composed of hexagonal lattices that are closed through the incorporation of a total of 12 pentagons (Ganser et al., 1999). The position of the pentameric defects in the lattice would then determine whether the cores are spherical, tubular, or conical. This model allows five discrete cone angles, and all of the predicted angles were indeed observed in synthetic core preparations (Ganser et al., 1999). The majority of the synthetic cores had cone angles of about 19 degrees, as expected if five pentagons were present at the narrow end. Authentic HIV-1 cores have recently been isolated (Accola et al., 2000a; Kotov et al., 1999; Welker et al., 2000), and on average these exhibited a cone angle that was close to the predicted 19 degree value. However, individual cone angles varied considerably, indicating a significant degree of flexibility in the precise configuration of the core.

Reconstructed images of tubes assembled from purified HIV-1 CA show a surface of hexameric rings that are likely formed by the N-terminal domains of CA (Li et al., 2000). These rings appear connected via the C-terminal CA domains, which project towards the interior of the tubes. The images indicate a high degree of structural polymorphism that was attributed to domain movements permitted by the flexible nature of the linker sequence between the two CA domains (Li et al., 2000). This high degree of flexibility facilitated the construction of a model of the HIV-1 core that was obtained by docking CA hexamers into an idealized fullerene cone (Li et al., 2000). This model suggests that the MHR is not involved in critical CA-CA contacts and may thus be available to interact with other components within the core. Another interesting feature of the model is that it suggests a rather open HIV-1 core structure that should be permeable for nucleotide triphosphates, which may allow reverse transcription of the viral genome to proceed within the intact core.

 

Nucleocapsid

The NC domain, which lies C-terminal to CA, harbors two copies of a CCHC-type zinc finger motif that is present at least once in the NC proteins of all retroviruses, except in those of spumaviruses. Each of the two conserved CCHC motifs in HIV-1 NC coordinates a zinc ion (Bess et al., 1992; Summers et al., 1992; Summers et al., 1990), and both motifs are absolutely essential for virus replication (Aldovini and Young, 1990; Dorfman et al., 1993; Gorelick et al., 1993; Gorelick et al., 1990). The NC domain is essential for the specific packaging of two copies of the genomic viral RNA into assembling particles (Berkowitz et al., 1996). This function of NC involves interactions with stem loops upstream of the gag initiation codon, which are required in cis for the efficient encapsidation of the unspliced viral RNA. The highly basic NC protein also has a non-specific nucleic acid-binding activity and assists in various annealing reactions during the viral life cycle (Berkowitz et al., 1996). These include the genomic placement of the tRNA primer, the maturation of the dimeric RNA genome into a more compact and thermostable form, and the minus- and plus-strand transfer during reverse transcription (Rein et al., 1998). In the mature virion, NC is found within the core where it coats the viral RNA.

A role for NC in virus assembly was initially suggested by the observation that point mutations that disrupt both CCHC motifs simultaneously can significantly impair HIV-1 particle production in transiently transfected cells (Dorfman et al., 1993). Subsequently, HIV-1 mutants with in-frame deletions in NC were shown to be highly defective for particle assembly (Dawson and Yu, 1998; Zhang and Barklis, 1997). While particle production is not completely blocked in the absence of NC, the small amounts that continue to be released band at a lower density than authentic HIV-1 virions (Sandefur et al., 1998; Zhang and Barklis, 1997). Studies using the yeast two-hybrid system or in vitro binding assays to map Gag-Gag interactions support the view that NC plays a central role in Gag multimerization (Burniston et al., 1999; Franke et al., 1994a). The region of NC that mediates Gag-Gag interactions has been called the interaction (I) domain, and it has been suggested that the I domain mediates the tight packaging of Gag required for the assembly of particles of normal density (Bowzard et al., 1998). However, the precise relationship between the assembly function of NC and its role in determining virion density is still not clear. Although mutations in NC often affect both particle assembly and virion density, a recent study has revealed that the determinants which govern these two parameters are not identical (Cimarelli and Luban, 2000). There is ample evidence that basic residues within NC are required for I domain function (Bowzard et al., 1998; Cimarelli and Luban, 2000; Cimarelli et al., 2000; Sandefur et al., 2000), but it appears that they are not key determinants for virion density (Cimarelli and Luban, 2000).

The importance of NC basic residues for I domain function suggests that there is a link between the ability of NC to promote particle assembly and its non-specific affinity for RNA. Consistent with this notion, NC and RNA were both required in an in vitro Gag-Gag interaction assay (Burniston et al., 1999). If interactions between NC and RNA are critical for retroviral assembly, one would expect that all particles of a given size contain roughly similar amounts of nucleic acid, and this prediction has now been confirmed (Muriaux et al., 2001). Although it has long been known that the presence of packageable genomic viral RNA is not required for efficient particle assembly, Rein and coworkers find that retroviral particles which lack viral RNA instead contain an equivalent amount of cellular mRNA (Muriaux et al., 2001). These observations support a model in which RNA nucleates assembly by serving as a scaffold that concentrates Gag molecules, which then oligomerize via protein-protein interactions.

A central role of Gag-RNA interactions in retroviral morphogenesis is also suggested by the remarkable effects of nucleic acid on particle assembly in vitro. In a ground-breaking study, Campbell and Vogt showed that bacterially produced CA-NC protein can self-assemble in vitro, and that the presence of RNA dramatically increases the efficiency of assembly (Campbell and Vogt, 1995). The structures formed in the presence of nucleic acid are hollow cylinders whose average length is proportional to the length of the input RNA. These cylinders disassembled upon exposure to ribonuclease, indicating that protein-protein interactions alone are not sufficient to maintain the oligomeric complexes (Campbell and Vogt, 1995). RNase A treatment also disrupted the in vitro assembled spherical particles formed by a near full-length HIV-1 Gag protein, suggesting that protein-RNA interactions remain critical even in the presence of all the major Gag-Gag interaction domains (Campbell and Rein, 1999). Together these observations strongly suggested that RNA plays a critical structural role in retrovirus particles, and this was recently confirmed by the finding that immature retroviral particles assembled in vivo are also disrupted by ribonuclease (Muriaux et al., 2001).

In remarkable accordance, the effect of nucleic acid on the in vitro assembly of recombinant Gag proteins depends on clusters of basic residues within NC that are also critical for viral particle assembly in vivo (Bowzard et al., 1998; Yu et al., 2001). However, the in vitro assembly reaction does not depend on the presence of a specific type of nucleic acid. It proceeds with equal efficiency whether or not the RNA that is added to the reaction contains an HIV-1 packaging sequence, indicating that the non-specific RNA binding activity of NC is sufficient to nucleate assembly (Campbell and Rein, 1999). Furthermore, RNA can be replaced by DNA and even by the unrelated polyanion heparin without compromising the efficiency of assembly (Campbell and Rein, 1999; Yu et al., 2001). Collectively, these observations suggest that the polymerization of Gag is initiated by electrostatic interactions between NC basic residues and the phosphate backbone of the viral RNA.

The in vitro assembly reaction can be triggered by DNA oligonucleotides, but these need to be of a minimal size in order to work efficiently (Campbell and Rein, 1999; Yu et al., 2001). The size limit suggests that at least two Gag molecules need to be able to bind per molecule of nucleic acid. The primary role of nucleic acid in retroviral assembly may thus be to induce the formation of Gag dimers, which may then be able to form higher order oligomers through protein-protein interactions. Interestingly, the assembly function of NC in vivo can be fully replaced by heterologous dimerization domains, and the incorporation of RNA into assembling particles is then no longer necessary (Accola et al., 2000b; Zhang et al., 1998). Furthermore, by replacing NC with a domain that promotes homodimerization in the presence of a cell-permeable synthetic compound we recently obtained direct evidence that Gag dimerization triggers HIV-1 particle assembly in vivo (A. Calistri, G. Palu, and H Göttlinger, unpublished). These results strongly support the view that the basic assembly unit is a Gag dimer, and that the critical function of the NC-RNA interaction during assembly is to promote the dimerization of the Gag precursor.

p6

While MA, CA, and NC are common to all retroviruses, the presence of a p6 domain at the C-terminus of the Gag polyprotein is a characteristic feature of HIV-1 and other primate lentiviruses. Within the Gag precursor, the NC and p6 domains are separated by a peptide called p1 (Henderson et al., 1992), whose N-terminus is encoded by a sequence that directs translational frameshifting into the overlapping pol gene (Jacks et al., 1988; Wilson et al., 1988). As a consequence of this arrangement, p6 is the only Gag domain that is absent from the Gag-pol polyprotein. The p6 domain exhibits little if any conventional secondary structure (Stys et al., 1993), and appears to serve primarily as a flexible extension that provides docking sites for cellular factors. A recent study reveals that p6 is the major phosphoprotein in mature HIV-1 virions, but the functional relevance remains to be determined (Muller et al., 2002). The p6 domain is essential for HIV-1 propagation in cell culture, but two thirds of the domain can be deleted from the C-terminus without completely blocking virus replication (Gottlinger et al., 1991). Small deletions in HIV-1 p6 have recently been associated with nonprogressive infection in humans, attesting to the importance of this region for HIV-1 pathogenicity (Alexander et al., 2000).

Among the Gag domains of different subtypes of HIV-1, the p6 domain is by far the most variable, both in length and in sequence. However, a P(T/S)APP motif near the N terminus of p6 and a LXXLF motif near the C-terminus of the domain stick out because they are exceptionally well conserved. The LXXLF motif is essential for the incorporation of the regulatory viral protein Vpr into assembling HIV-1 virions (Kondo and Gottlinger, 1996; Lu et al., 1995). However, this does not fully explain its absolute conservation across all six currently known lineages of primate lentiviruses, because in certain simian immunodeficiency viruses the LXXLF motif is completely dispensable for the incorporation of Vpr or of the related Vpx protein (Accola et al., 1999; Pancio and Ratner, 1998; Wu et al., 1994). It thus appears likely that the LXXLF motif constitutes a binding site for another crucial factor, such as for a host protein that is engaged by all the primate lentiviruses.

The P(T/S)APP motif is conserved among five lineages of primate lentiviruses, the sole exception being a recently described novel lineage that is represented by SIVcol (Courgnaud et al., 2001). Non-primate lentiviruses lack a p6 domain, but except for equine infectious anemia virus (EIAV) nevertheless have a P(T/S)APP motif at an equivalent position of the Gag precursor. In the p6 domains of some strains of HIV-1 or HIV-2, the P(T/S)APP motif is duplicated. Interestingly, a recent study reveals that duplications which involve all or part of the P(T/S)APP motif occur with high frequency in viruses from patients exposed to nucleoside analog reverse transcriptase inhibitors (Peters et al., 2001). While the mechanism by which these duplications apparently contribute to drug resistance is not understood, a gene dosage-like effect may be involved because there is evidence that the P(T/S)APP motif controls the levels of reverse transcriptase that are present in mature virions (Dettenhofer and Yu, 1999; Peters et al., 2001; Yu et al., 1998).

A major function of p6 is to promote the detachment of assembled virions from the cell surface and/or from each other. In an initial study, it was observed that p6 is not required for HIV-1 particle assembly in mammalian cells (Gottlinger et al., 1991). However, the assembled particles did not mature and for the most part remained attached to the plasma membrane via a thin membranous stalk, apparently because a final membrane fusion event needed to sever the stalk did not occur (Gottlinger et al., 1991). This release defect is seen in adherent cell lines and in monocyte-derived macrophages (Demirov et al., 2002b; Gottlinger et al., 1991; Huang et al., 1995). In contrast, in T cell lines and in primary lymphocytes the major defect of p6 mutants appears to be at the level of virion-virion detachment (Demirov et al., 2002b). A defect in virus separation may also account for the observation that HIV-1 particles lacking p6 appear very large as assayed by sucrose gradient sedimentation (Garnier et al., 1999; Garnier et al., 1998b).

Within p6, the major determinant required for the virus detachment function is the conserved P(T/S)APP motif near the N-terminus of the domain (Gottlinger et al., 1991; Huang et al., 1995). Functionally equivalent regions have also been identified in the Gag polyproteins of other retroviruses (Parent et al., 1995; Wills et al., 1994; Xiang et al., 1996; Yasuda and Hunter, 1998; Yuan et al., 1999) and in the matrix proteins of rhabdo- and filoviruses (Craven et al., 1999; Harty et al., 2001; Harty et al., 2000; Harty et al., 1999; Jayakar et al., 2000). These regions are now commonly called late assembly (L) domains (Garnier et al., 1998a). In EIAV, which is unusual for a lentivirus because it lacks a P(T/S)APP motif, a region required for efficient virus release has been mapped to a YxxL motif in the unique C-terminal Gag domain of that virus (Puffer et al., 1997). While the L domains of lentiviruses have a C-terminal position within Gag, those of oncoretroviruses are in the N-terminal half of the Gag precursor and contain a PPxY motif at their core (Xiang et al., 1996; Yasuda and Hunter, 1998; Yuan et al., 1999). Remarkably, although the L domains of HIV-1 and of oncoretroviruses such as RSV are unrelated at the primary sequence level, they are functionally exchangeable (Parent et al., 1995; Yuan et al., 2000). Furthermore, L domains behave like autonomous modules that function largely independent of position (Parent et al., 1995; Yuan et al., 2000), suggesting that they act by recruiting cellular factors to the site of virus assembly.

Retroviruses have long been known to contain free ubiquitin, a highly conserved 76-amino-acid polypeptide that often serves as a protein modifying group (Putterman et al., 1990). Intriguingly, a small fraction of p6 in mature HIV-1 virions is monoubiquitinated, as is the L domain-containing Gag cleavage product of mature Moloney murine leukemia virus (Ott et al., 1998). While the monoubiquitination of HIV-1 p6 is not necessary for efficient virus release or replication (Ott et al., 2000), these observations nevertheless indicate that L domains come into close contact with the enzymatic machinery that attaches ubiquitin to other proteins. This has recently been confirmed by a study which examined the minimal requirements for HIV-1 particle formation (Strack et al., 2000). Strack et al. observed that the unrelated L domains of HIV-1 and RSV both induced the ubiquitination of minimal Gag constructs, and that point mutations which abolished L domain activity prevented Gag ubiquitination. The ubiquitination of Gag and the enhancement of particle release were both maximal in the presence of the Ebola virus L domain, which contains overlapping P(T/S)APP and PPxY L domain core motifs (Strack et al., 2000). Since the L domains of RSV or Ebola virus lack lysine residues to which ubiquitin could be attached, these results imply that L domains serve as docking sites for the ubiquitination machinery.

A role for ubiquitin in L domain function is also implied by the finding that inhibitors of the proteasome interfere with the budding of both retroviruses and rhabdoviruses at a late stage, similar to what is seen in the absence of an L domain (Harty et al., 2001; Patnaik et al., 2000; Schubert et al., 2000; Strack et al., 2000). It is thought that this effect is indirect and results from the depletion of free ubiquitin levels in the absence of proteasome activity. Consistent with this notion, proteasome inhibitors reduce the ubiquitination of Gag (Strack et al., 2000), and particle production can be rescued if extra free ubiquitin is provided (Patnaik et al., 2000). Taken together, these findings strongly suggest that L domains engage the cellular ubiquitination machinery to promote the release of a diverse group of enveloped viruses. However, whether the functionally relevant target for ubiquitination is a viral or a cellular component at the site of assembly remains unknown.

Accumulating evidence suggests that L domains co-opt components of the endocytic machinery of the host cell to facilitate virus exocytosis. For instance, the critical YxxL motif in the L domain of EIAV has been reported to interact with adaptor complexes that regulate clathrin-mediated endocytosis (Puffer et al., 1998). Furthermore, it has recently become clear that tagging with ubiquitin is involved in the regulated sorting of proteins throughout the endosomal system (Hicke, 1999; Hicke, 2001). L domains with a PPxY motif interact in vitro and in vivo with WW domains of the E3 ubiquitin protein ligase Nedd4 (Harty et al., 2001; Harty et al., 2000; Harty et al., 1999; Kikonyogo et al., 2001; Pirozzi et al., 1997), which has a well-established role in ubiquitin-mediated endocytosis (Rotin et al., 2000). Leis and coworkers have recently shown that the WW domain region of one Nedd4 family member designated LDI-1 prevented RSV Gag budding in a dominant negative manner, supporting the view that a Nedd4-type ubiquitin ligase is involved in L domain function (Kikonyogo et al., 2001). However, in another study full-length forms of Nedd4 or LDI-1 with cysteine-to-alanine substitutions at the active site did not interfere with RSV L domain-mediated budding (Strack et al., 2000).

In the case of HIV-1 p6, yeast two-hybrid screens performed by two laboratories have yielded Tsg101, which functions in late endosomal trafficking (Garrus et al., 2001; VerPlank et al., 2001). Tsg101 is an apparently inactive homolog of E2 ubiquitin-conjugating enzymes that is required for the recognition and sorting of ubiquitinated cargo into vesicles that bud into multivesicular bodies/late endosomes (Babst et al., 2000; Bishop and Woodman, 2001). Intriguingly, the binding of Tsg101 to HIV-1 p6 depends on the P(T/S)APP L domain core motif and is enhanced if p6 is modified by ubiquitin (Garrus et al., 2001; VerPlank et al., 2001). Also, there is a perfect correlation between the effects of single amino acid substitutions in p6 on Tsg101 binding and on infectious virus release (Martin-Serrano et al., 2001). Furthermore, HIV-1 budding is arrested at a late stage if cellular Tsg101 is depleted, and is rescued if Tsg101 expression is restored (Garrus et al., 2001). In contrast, Tsg101 is not required for the release of MLV, which contains a PPxY L domain core motif (Garrus et al., 2001). Remarkably, the HIV-1 L domain became dispensable when Tsg101 was fused directly to Gag, and only a C-terminal portion of Tsg101 was necessary in that context (Martin-Serrano et al., 2001). It is known that this C-terminal region of Tsg101 interacts with human Vps28, another component of a 350 kDa endosomal sorting complex called ESCRT-1 that recognizes ubiquitinated cargo via the N-terminal ubiquitin-binding domain of Tsg101 (Bishop and Woodman, 2001; Katzmann et al., 2001). Thus, Tsg101 may serve to recruit ESCRT-1 to the site of virus assembly, consistent with the recent observation that overexpression of the N-terminal E2-like domain of Tsg101 inhibits HIV-1 budding in an L domain-dependent manner (Demirov et al., 2002a). Taken together, the picture that emerges is that the HIV-1 L domain makes use of the cellular machinery which controls the inward budding of vesicles into late endosomes, a process that is topologically equivalent to virus budding at the plasma membrane (see Figure 4).



 

Figure 4. Model for the function of the HIV-1 late assembly (L) domain. Recent studies indicate that the P(T/S)APP L domain core motif in p6 and Gag-bound ubiquitin cooperate to recruit Tsg101 via its ubiquitin binding domain. Tsg101 is a component of a complex called ESCRT-I that is essential for the invagination and budding of vesicles into the lumen of late endosomes.


Conclusion

Considerable headway has been made in elucidating how Gag interacts with itself and with other viral components during assembly. The three-dimensional structures of individual Gag domains are now available, and the structural principles for the organization of the viral capsid are beginning to emerge. The development of in vitro assembly systems has helped to clarify the structural role of RNA and the importance of conformational switch mechanisms during virus morphogenesis. Some of these conformational transitions are likely to be modulated by cellular factors, as it is becoming clear that human cells contain essential cofactors for HIV-1 assembly (Bieniasz and Cullen, 2000; Mariani et al., 2001; Mariani et al., 2000). A recent flurry of exciting observations implicates specific cellular factors in virus detachment and infectivity, and it is hoped that these novel insights will lead to the development of small molecules with broad activity against HIV-1 and other enveloped RNA viruses.

 

Acknowledgments

Work in my laboratory described in this review has been funded by NIH grants AI29873 and AI42510.

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